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Rule 617 of the rules of the hong kong futures exchange limited

HomeOtano10034Rule 617 of the rules of the hong kong futures exchange limited
08.04.2021

Hong Kong Futures Exchange Limited (Futures Exchange) Chapter IX - Emergency and Extraordinary Situations, Rules, Regulations and Procedures of the Futures Exchange; Hong Kong Securities Clearing Company Limited (CCASS) Chapter 26 - Suspension of Service, General Rules of CCASS; Section 17 - Suspension of Service, CCASS Operational Procedures (1) Without prejudice to rule 13.10, where in the view of the Exchange there is or there is likely to be a false market in an issuer's securities, the issuer must, as soon as reasonably practicable after consultation with the Exchange, announce the information necessary to avoid a false market in its securities. Futures (as amended from time to time) of the Hong Kong Futures Exchange Limited (or its successor or assign), subject to our right to determine the Closing Level in good faith on the Valuation Date upon the occurrence of a Market Disruption Event as described further in Product Condition 1 . Licensed corporations not falling into either of the two categories above are currently not required to take out insurance under the Rules. For more information, please refer to the Circular to Licensed Corporations which are Participants of The Stock Exchange of Hong Kong Limited or Hong Kong Futures Exchange Limited issued by the SFC. August 2019 - 1 - “AA” Articles of Association “Board” Board of Directors of HKEX “CG Code” The Corporate Governance Code set out in Appendix 14 to the Listing Rules “Companies Ordinance” The Companies Ordinance (Chapter 622 of the Laws of Hong Kong) “Director(s)” Director(s) of any companies within the Group unless otherwise specified in this

The first pair of dual currency and physically-settled gold futures contracts in Hong Kong. RMB Currency Options. Your new option to manage RMB currency risks. The Listing Rules for the Main Board and GEM of the Stock Exchange of Hong Kong. Contact Us. Get in touch with our Listing Department. ©2017-18 Hong Kong Exchanges and Clearing

The requirements of Exchange Participantship of HKFE are as follows :-be a company limited by shares incorporated in Hong Kong. hold at least one Futures Exchange Trading Right. be a licenced corporation licensed under section 116(1) of the Securities and Futures Ordinance ("SFO") to carry on Type 2 regulated activity under the SFO. The first pair of dual currency and physically-settled gold futures contracts in Hong Kong. RMB Currency Options. Your new option to manage RMB currency risks. The Listing Rules for the Main Board and GEM of the Stock Exchange of Hong Kong. Contact Us. Get in touch with our Listing Department. ©2017-18 Hong Kong Exchanges and Clearing The Stock Exchange of Hong Kong Limited; Hong Kong Futures Exchange Limited; Hong Kong Securities Clearing Company Limited; The SEHK Options Clearing House Limited; HKFE Clearing Corporation Limited; OTC Clearing Hong Kong Limited; The London Metal Exchange; LME Clear Limited (Update No. 1 2018 of the Rules of the Exchange is now available for subscription. For those who wish to subscribe the hardcopy updates to the Rules of the Exchange, please complete and return the attached copy of the Updating Service Request Form.) (1) Without prejudice to rule 13.10, where in the view of the Exchange there is or there is likely to be a false market in an issuer's securities, the issuer must, as soon as reasonably practicable after consultation with the Exchange, announce the information necessary to avoid a false market in its securities. Notes: The first pair of dual currency and physically-settled gold futures contracts in Hong Kong. RMB Currency Options. Your new option to manage RMB currency risks. Services. Trading. The Listing Rules for the Main Board and GEM of the Stock Exchange of Hong Kong. Contact Us. Get in touch with our Listing Department. News. News Releases (5) any change in its secretary, share registrar (including any change in overseas branch share registrar) or registered address or where applicable, agent for the service of process in Hong Kong or registered office or registered place of business in Hong Kong; Note: The new secretary must fulfil the requirements of rule 8.17.

617, an Exchange Participant may demand from a Client such higher level of 617B. The Exchange shall from time to time stipulate in the applicable Regulations the manner behalf of its Clients) in respect of any one futures contract month 

on The Stock Exchange of Hong Kong Limited under Type 1 licences. 3. The SFC sent Statements of Account and Receipts) Rules. industry on the assessment criteria for established clients under HKFE Rule 617(b). Setting-off  (b) for the proper regulation of markets in securities or futures contracts, that Ordinance by the name Hong Kong Exchanges and Clearing Limited. 78. Ord. No. 5 of 2002. SECURITIES AND FUTURES ORDINANCE—. PART IX. A617. Cboe operates 13 markets in 4 asset classes: Equities, Options, Futures and FX. Website; Email; +1 (212) 617-2000 to ensure they can easily comply with market rules, regulations and internal market surveillance policies. Tele-Trend Konson (Hong Kong) Limited is one of the leading integrated securities trading 

Hong Kong e-Legislation (HKeL) is the official database of Hong Kong legislation. It provides free online access to current and past versions of consolidated legislation dating back to 30 June 1997 and PDF copies marked “verified copy” have official legal status.

(b) for the proper regulation of markets in securities or futures contracts, that Ordinance by the name Hong Kong Exchanges and Clearing Limited. 78. Ord. No. 5 of 2002. SECURITIES AND FUTURES ORDINANCE—. PART IX. A617. Cboe operates 13 markets in 4 asset classes: Equities, Options, Futures and FX. Website; Email; +1 (212) 617-2000 to ensure they can easily comply with market rules, regulations and internal market surveillance policies. Tele-Trend Konson (Hong Kong) Limited is one of the leading integrated securities trading  21 May 2015 Code of Conduct | Securities & Futures Commission of Hong Kong With the deletion of HKFE Rules 617(f) and 618, must HKFE exchange participants collect from their clients margin which is With the deletion of HKFE Rule 618, there is no restriction on extending any include and are not limited to: A:. (Update No. 1 2018 of the Rules, Regulations and Procedures of the Futures Exchange is now available for subscription. For those who wish to subscribe hardcopy updates to the Rules, Regulations and Procedures of the Futures Exchange, please complete and return the attached copy of the Updating Service Request Form.)

Hong Kong Futures Exchange Limited (Futures Exchange) Chapter IX - Emergency and Extraordinary Situations, Rules, Regulations and Procedures of the Futures Exchange; Hong Kong Securities Clearing Company Limited (CCASS) Chapter 26 - Suspension of Service, General Rules of CCASS; Section 17 - Suspension of Service, CCASS Operational Procedures

Hong Kong Futures Exchange Limited (Futures Exchange) Chapter IX - Emergency and Extraordinary Situations, Rules, Regulations and Procedures of the Futures Exchange; Hong Kong Securities Clearing Company Limited (CCASS) Chapter 26 - Suspension of Service, General Rules of CCASS; Section 17 - Suspension of Service, CCASS Operational Procedures (1) Without prejudice to rule 13.10, where in the view of the Exchange there is or there is likely to be a false market in an issuer's securities, the issuer must, as soon as reasonably practicable after consultation with the Exchange, announce the information necessary to avoid a false market in its securities. Futures (as amended from time to time) of the Hong Kong Futures Exchange Limited (or its successor or assign), subject to our right to determine the Closing Level in good faith on the Valuation Date upon the occurrence of a Market Disruption Event as described further in Product Condition 1 . Licensed corporations not falling into either of the two categories above are currently not required to take out insurance under the Rules. For more information, please refer to the Circular to Licensed Corporations which are Participants of The Stock Exchange of Hong Kong Limited or Hong Kong Futures Exchange Limited issued by the SFC.